Hazen's Securities Regulation in a Nutshell, 12th

Imprint
West Academic Publishing
ISBN-13
9781642423983
Primary Subject
Securities Regulation
Format
Softbound
Copyright
2021
Series
Nutshells
Publication Date
12/14/2020

Description

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.