Hazen's Securities Regulation, Cases and Materials, 9th

Imprint
West Academic Publishing
ISBN-13
9781683281726
Primary Subject
Securities Regulation
Format
eBook
Copyright
2016
Series
American Casebook Series
eBook - Lifetime digital access to the eBook, with the ability to highlight and take notes.

Description

This edition covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation developments such as FINRA. In addition to the leading cases and SEC developments, the casebook includes explanatory material to guide the student through this complex maze of regulation. The Ninth Edition enables instructors to easily omit or rearrange material. The problem and documentary supplement, available as a casebook companion, is designed for teachers using the problem method. It contains sample documents including 1933 Act registration and back-up documents.