Gilbert Law Summaries on Securities Regulation, 7th

Imprint
Gilbert
ISBN-13
9780314181114
Primary Subject
Securities Regulation
Format
Softbound
Copyright
2007
Series
Gilbert Law Summaries
Softbound - New, softbound print book.

Description

This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission (SEC), jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interests covered, registration statements, exemptions from registration requirements, and liabilities). It also discusses the Securities Exchange Act of 1934 (including rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and SEC enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.