Coffee, Sale, and Whitehead's Federal Securities Laws: Selected Statutes, Rules and Forms, 2021-2022 Edition

Imprint
Foundation Press
ISBN-13
9781647089078
Primary Subject
Securities Regulation
Format
Softbound
Copyright
2022
Series
Selected Statutes
Publication Date
01/10/2022
Included with
your purchase
FREE 14-day digital access to this book immediately after purchase

Description

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year’s version, including:
  • Amendments to Regulation C;
  • Amendments to Regulations S–K, S–X, and S–T;
  • Amendments to Regulation 12B;
  • Amendments to Regulation 14A;
  • Amendments to Regulation of Security-Based Swap Dealers and Major Security-Based Swap Participants;
  • Amendments to Regulation NMS;
  • Amendments to Rules and Regulations under the Investment Company Act;
  • New Exchange Act Rule 17Ad–24 exempting certain activities of security-based swap dealers and security-based swap execution facilities from the definition of “clearing agency”;
  • New Investment Company Act Rule 2a–5 regarding fair value determination and available market quotations with respect to funds;
  • New Investment Company Act Rule 31a–4 regarding record preservation by registered investment companies relating to fair value determination;
  • Amendments to various forms.

This edition has a cutoff date of September 3, 2021.